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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-06-29
TX RA APPROVED_RES 2016-07-28
PA RA APPROVED 2015-04-22
  • VA RA
    APPROVED
    Since 2017-06-29
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • PA RA
    APPROVED
    Since 2015-04-22

Branch Locations

2103 Barracks Rd, Charlottesville, VA 22903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Lancaster PA 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lancaster PA 04/2015 Present
Previous Registrations
  • 2013-11-12 → 2015-04-23
    Td Ameritrade, Inc.
    Harrisburg, PA
    Radnor, PA
  • 2013-11-12 → 2015-04-23
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
    Radnor, PA
Other Businesses

I* 503900 For profit or not for profit: Name of outside business organization: Cameron Forrey Investment related: no Address of business: Charlottesville, VA, 22911 Nature of business: Position, title, association: Sole owner Start date of relationship: 01/01/2020 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-11
  • S66 Uniform Combined State Law Examination
    2013-11-11

View on SEC IAPD

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