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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-04
  • TX RA
    APPROVED
    Since 2013-12-04

Branch Locations

711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States

130 Parking Way St, Lake Jackson, TX 77566 • United States

Friendswood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Webster TX 07/2013 03/2020
Ameriprise Financial Services, Llc Webster TX 03/2020 Present
Other Businesses

Business Ownership; Agape Private Endeavors, LLC; Owner; Manage Ameriprise Business; 2010 Pine Drive, , Friendswood, TX, 77546; Investment-Related; 07/15/2026; 60 hours per month; 60 during trading hours. Outside Employment; DGW Worldwide, LLC; Independent Advisor; Manage advisory business; 711 W Bay Area Blvd., Suite 400, Webster, TX, 77598; Investment-Related; 10/23/2019; 60 hours per month; 60 during trading hours / Agape Private Endeavors, LLC; Owner; Manage advisory business; 2010 Pine Drive, , Frriendswood, TX, 77546; Investment-Related; 07/15/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-19
  • S66 Uniform Combined State Law Examination
    2013-11-19

View on SEC IAPD

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