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Current Employers
Yoshida Wealth Management, Inc.

50 Main Street Suite 1000, White Plains, NY 10606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-19
  • NY RA
    APPROVED
    Since 2021-11-19

Branch Locations

50 Main Street Suite 1000, White Plains, NY 10606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 08/2013 07/2019
Hara Yoshida Accounting White Plains NY 12/2015 Present
Yoshida Wealth Management, Inc. White Plains NY 07/2019 Present
  • 08/2013 → 07/2019
    Ameriprise Financial Services, Inc.
    New York, NY
  • 12/2015 → Present
    Hara Yoshida Accounting
    White Plains, NY
  • 07/2019 → Present
    White Plains, NY
Previous Registrations
Other Businesses

Hara Yoshida Accounting; Owner & Managing Director; Tax Preparation (CPA); White Plains, NY 10606; Not Investment Related; December 2015; 20 hours per month; 20 hours during trading hours; Tax Activities; Accounting and tax return preparation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-11
  • S66 Uniform Combined State Law Examination
    2013-11-11
Designations

View on SEC IAPD

Other Firms

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Other Offices

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