Best Investors Account Sign in

Dustin Zoerner

Wells Fargo Advisors Financial Network, LLC

Springfield, IL

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-16
TX RA APPROVED 2024-04-16
  • IL RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-16

Branch Locations

2451 W Monroe St Suite 101 1St Fl, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Springfield IL 06/2013 11/2016
Wells Fargo Clearing Services, Llc Springfield IL 11/2016 04/2024
Wells Fargo Advisors Financial Network, Llc Springfield IL 04/2024 Present
Previous Registrations
Other Businesses

LMZ WEALTH MANAGEMENT LLC; INV RELATED; SPRINGFIELD, IL; 9% OWNERSHIP; START DATE 2/1/2024; 5 HOURS PER MONTH; 1 DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-30
  • S66 Uniform Combined State Law Examination
    2013-08-30
Designations
Other Names
  • Dustin James Zoerner

View on SEC IAPD

Other Firms

ADVANCED TRADER INVESTMENT ADVISORS, LLC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
WEALTH MANAGEMENT SERVICES,LLC
IAMS WEALTH MANAGEMENT, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

DAVID MICHAEL GUNDY
Kevan Alan Stapleton
BRADLEY J. PUNKE
Albert Oscar Eck
BRENT WILLIAM LEACH
HEATHER JOYCE KERN
JAMES PERRY Hogge
RANDY LEE TAYLOR

Other Offices

ADVANCED TRADER INVESTMENT ADVISORS, LLC. · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
LPL FINANCIAL LLC · SPRINGFIELD, IL
OSAIC INSTITUTIONS, INC. · Springfield, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL
WEALTH MANAGEMENT SERVICES,LLC · SPRINGFIELD, IL

More in Springfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor