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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-05-23 |
| TX | RA | APPROVED | 2022-05-23 |
Branch Locations
4100 Edison Lakes Parkway Suite 200, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | South Bend | IN | 06/2011 | 11/2018 |
| Wells Fargo Advisors Llc | South Bend | IN | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | South Bend | IN | 11/2016 | 11/2018 |
| Notre Dame Federal Credit Union | South Bend | IN | 12/2018 | 05/2022 |
| Lpl Financial Llc | South Bend | IN | 12/2018 | 05/2022 |
| Morgan Stanley | Mishawaka | IN | 05/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-13 |
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