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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-15 |
| AR | RA | APPROVED | 2026-06-09 |
| WA | RA | APPROVED | 2026-05-29 |
| MA | RA | APPROVED | 2026-05-12 |
| NC | RA | APPROVED | 2026-03-19 |
| NV | RA | APPROVED | 2025-11-20 |
| ME | RA | APPROVED | 2025-04-21 |
| IL | RA | APPROVED | 2025-02-04 |
| SC | RA | APPROVED | 2025-02-04 |
| DC | RA | APPROVED | 2025-01-29 |
| VI | RA | APPROVED | 2024-12-11 |
| MD | RA | APPROVED | 2024-12-02 |
| CO | RA | APPROVED | 2024-11-19 |
| FL | RA | APPROVED | 2024-11-19 |
| MI | RA | APPROVED | 2024-11-18 |
| CA | RA | APPROVED | 2024-10-16 |
| CT | RA | APPROVED | 2024-10-16 |
| HI | RA | APPROVED | 2024-10-16 |
| ID | RA | APPROVED | 2024-10-16 |
| NJ | RA | APPROVED | 2024-10-16 |
| NY | RA | APPROVED | 2024-10-16 |
| OH | RA | APPROVED | 2024-10-16 |
| OR | RA | APPROVED | 2024-10-16 |
| PA | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Pittsburgh | PA | 06/2013 | 11/2016 |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 06/2013 | 11/2016 |
| Northwestern Mutual Wealth Management Company | Pittsburgh | PA | 01/2016 | 12/2016 |
| Mml Investors Services Llc | La Jolla | CA | 01/2017 | 12/2021 |
| Signature Resources Capital Management, Llc | Newport Beach | CA | 12/2021 | 11/2023 |
| Massmutual Life Insurance Company | La Jolla | CA | 11/2016 | 10/2024 |
| Mml Investors Services, Llc | La Jolla | CA | 11/2023 | 10/2024 |
| Guardian Life Insurance Company | San Diego | CA | 10/2024 | Present |
| Park Avenue Securities | San Diego | CA | 10/2024 | Present |
1. Edge Wealth Strategies and Insurance Solutions, Inc., dba for marketing securities through PAS and insurance through Guardian, 60% owner, Start date: 10/16/2024, Address: 5280 Carrol Canyon Road, Ste 300, San Diego, CA 92121, 160 hours/month, 160 hours/month during trading, Investment related, No compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
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