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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| OH | RA | APPROVED | 2021-03-28 |
Branch Locations
8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Cleveland | OH | 02/2015 | 09/2019 |
| Jpmorgan Chase Bank Na | Cincinnati | OH | 09/2019 | Present |
| Jpmorgan Securities Llc | Cincinnati | OH | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-26 |
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