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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-09-03 |
Branch Locations
20 Wight Avenue Suite 155, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 09/2012 | 01/2017 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 06/2013 | 01/2017 |
| Lincoln Financial Advisors | Lutherville | MD | 01/2017 | 02/2018 |
| Iron Rooster | Cockeysville | MD | 07/2017 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 05/2018 | 05/2019 |
| T Rowe Price | Owings Mills | MD | 05/2019 | 08/2024 |
| The Colony Group, Llc | Boston | MA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-09 |
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