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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-12-17 |
| TX | RA | APPROVED_RES | 2020-08-18 |
| MN | RA | APPROVED | 2020-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wayzata | MN | 03/2015 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 02/2020 | Present |
| Bank Of America N.A. | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-04 |
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