Jacob Austin Fain

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
OR	RA	APPROVED	2013-07-25

TX RA
APPROVED_RES

Since 2020-03-03
OR RA
APPROVED

Since 2013-07-25

Branch Locations

705 Sw Bonnett Way Suite 1200, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Bend	OR	05/2013	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

05/2013 → Present

Morgan Stanley

Bend, OR
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

*245 -City Club of Central Oregon; Investment related: No; Bend, Oregon; Civic/Community; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 4; After business hours: 0; Accounting/Bookkeeping, Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-25

S66 Uniform Combined State Law Examination

2013-07-25

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews