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Joseph Anthony List

U.S. Bancorp Advisors, LLC

Cincinnati, OH

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-13
OH RA APPROVED 2026-02-13
  • KY RA
    APPROVED
    Since 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13

Branch Locations

3424 Edwards Rd, Cincinnati, OH 45208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 05/2013 07/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2021
Annuity Marketing Services Baton Rouge LA 10/2021 04/2023
The Leaders Group Inc Littleton CO 11/2022 04/2023
U.S. Bancorp Investments, Inc. Cincinnati OH 04/2023 02/2026
U.S. Bank Cincinnati OH 04/2023 Present
U.S. Bancorp Advisors, Llc Cincinnati OH 02/2026 Present
  • 05/2013 → 07/2021
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 07/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2021 → 04/2023
    Annuity Marketing Services
    Baton Rouge, LA
  • 11/2022 → 04/2023
    The Leaders Group Inc
    Littleton, CO
  • 04/2023 → 02/2026
    U.S. Bancorp Investments, Inc.
    Cincinnati, OH
  • 04/2023 → Present
    U.S. Bank
    Cincinnati, OH
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-26
S63 Uniform Securities Agent State Law Examination 2013-08-29
  • S66 Uniform Combined State Law Examination
    2013-11-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-29
Other Names
  • Joe Anthony List
  • Joey Anthony List

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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