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3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-27 |
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
1253 University Ave #1002, San Diego, CA 92103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyons Den Sd Llc | San Diego | CA | 10/2025 | Present |
| Foresters Financial Services | San Diego | CA | 02/2014 | 03/2018 |
| Foresters Advisory Services Llc | San Diego | CA | 02/2016 | 03/2018 |
| Minnesota Life | San Diego | CA | 03/2018 | 08/2022 |
| North Star Resource Group | San Diego | CA | 03/2018 | 08/2022 |
| Securian Financial Services Inc. | San Diego | CA | 03/2018 | 08/2022 |
| Massmutual Life Insurance Company | San Diego | CA | 08/2022 | 02/2024 |
| Mml Investors Services, Llc | San Diego | CA | 08/2022 | 02/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2024 | Present |
| Sovran Advisors Llc - Crd 329415 | San Diego | CA | 02/2024 | Present |
| Baker Enterprises | San Diego | CA | 06/2018 | 04/2025 |
| Bakerstayz | Los Angeles | CA | 09/2023 | Present |
| Baker Stayz | San Diego | CA | 11/2019 | Present |
| Baker Gaines Fp Inc (The Dba Is Financial Haus) | San Diego | CA | 01/2021 | Present |
| Baker Gaines Enterprises | San Diego | CA | 01/2022 | Present |
| Sd40 Llc | San Diego | CA | 12/2023 | 04/2025 |
| Solana Beach Group Llc | San Diego | CA | 02/2023 | 04/2025 |
1.NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COMPREHENSIVE PLANNING, INVESTMENT MANAGEMENT, AND PROVIDING FINANCIAL ADVISORY SERVICES. 2. NAME OF OTHER BUSINESS: BAKERSTAYZ INVESTMENT RELATED: NO ADDRESS: 8730 WONDERLAND AVE LOS ANGELES CA 90046 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 3. NAME OF OTHER BUSINESS: BAKER STAYZ INVESTMENT RELATED: NO ADDRESS: 3791 BROADWAY SAN DIEGO, CA 92101 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 4. NAME OF OTHER BUSINESS: BAKER GAINES FP INC (THE DBA IS FINANCIAL HAUS) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I AM THE LEADER OF THE TEAM HERE AT FINANCIAL HAUS, I MENTOR AND DO JOINT WORK WITH THE TWO YOUNGER ADVISORS, I ALSO MEET WITH CLIENTS! 5. NAME OF OTHER BUSINESS: BAKER GAINES ENTERPRISES INVESTMENT RELATED: YES ADDRESS: 838 RAVEN STREET SAN DIEGO CA 92102 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS IN THE PROCESS OF DISSOLVING AND I DO NOT CURRENTLY DO BUSINESS UNDER THIS ENTITY; 6. NAME OF OTHER BUSINESS: LYONS DEN SD LLC; INVESTMENT RELATED: NO; ADDRESS: 4817 LYON ST, SAN DIEGO, CA, 92102; NATURE OF BUSINESS: SHORT TERM RENTAL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER MESSAGE SUPPORT FOR GUESTS AND BOOKINGS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-28 |
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