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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 07/2018 | 07/2021 |
| Hajoca Corp | Solana Beach | CA | 04/2016 | 06/2018 |
| Comprehensive Advisor | Carlsbad | CA | 12/2021 | 12/2023 |
| Ubs Financial Services, Inc | San Diego | CA | 12/2023 | Present |
| Chase Puente, Real Estate | San Diego | CA | 05/2021 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-21 |
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