Sean Patrick Mcelroy

Ubs Financial Services Inc.

Hunt Valley, MD

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-08
MD	RA	APPROVED	2017-09-13

TX RA
APPROVED_RES

Since 2022-02-08
MD RA
APPROVED

Since 2017-09-13

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Hunt Valley	MD	05/2017	Present
Unemployed	Towson	MD	11/2016	04/2017
Betamore	Baltimore	MD	02/2015	10/2016

05/2017 → Present

Ubs Financial Services

Hunt Valley, MD
11/2016 → 04/2017

Unemployed

Towson, MD
02/2015 → 10/2016

Betamore

Baltimore, MD

Other Businesses

Baltimore Chamber Orchestra 11 W Mt Vernon Pl # 2 / United States/ https://www.thebco.org/ No / Other / Start Date 5/1/19/ 21201 No / No

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-13

S66 Uniform Combined State Law Examination

2017-09-13

Other Names

Sean Mcelroy

View on SEC IAPD

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MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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