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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| CA | RA | APPROVED | 2014-09-17 |
Branch Locations
2248 North State College Blvd, Fullerton, CA 92831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 09/2014 | Present |
1. Fixed Insurance Sales, as an Agent; As of 10/30/2015; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner & President, Hawekotte Financial Group, a private entity established to facilitate securities, advisory, and insurance business; as of 4/30/2022; 5% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-25 |
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