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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-09-17
  • OR RA
    APPROVED
    Since 2018-09-17

Branch Locations

Columbia Business Center 9900 Sw Greenburg Rd, Suite 130, Portland, OR 97223 • United States

Forest Grove, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Portland OR 07/2016 08/2018
Tiaa Portland OR 09/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Portland OR 09/2018 Present
Amerivest Investment Management Llc Portland OR 07/2016 08/2018
Previous Registrations
  • 2016-07-21 → 2018-08-24
    Td Ameritrade, Inc.
    Portland, OR
  • 2016-07-22 → 2018-08-24
    Td Ameritrade Investment Management, Llc
    Portland, OR
  • 2016-03-14 → 2016-05-12
    Hillsboro, OR
  • 2014-02-18 → 2016-03-23
    Td Ameritrade, Inc.
    Portland, OR
  • 2014-02-19 → 2016-03-23
    Td Ameritrade Investment Management, Llc
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-15
  • S66 Uniform Combined State Law Examination
    2014-02-15
Other Names
  • Laura Anne Zoucha
  • Laura Anne Eddy
  • Laura A Eddy

View on SEC IAPD

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