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Stephanie Palma Aragon

Robert W. Baird & Co. Incorporated

Denver, CO

Arvada, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-26
CO RA APPROVED 2019-02-25
TX RA APPROVED 2019-02-25
  • FL RA
    APPROVED
    Since 2019-02-26
  • CO RA
    APPROVED
    Since 2019-02-25
  • TX RA
    APPROVED
    Since 2019-02-25

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Westminster CO 06/2013 02/2018
Td Ameritrade, Inc. Omaha NE 02/2018 04/2018
Morgan Stanley Smith Barney Llc Boulder CO 04/2018 02/2019
Baird Boulder CO 02/2019 Present
  • 06/2013 → 02/2018
    Scottrade
    Westminster, CO
  • 02/2018 → 04/2018
    Td Ameritrade, Inc.
    Omaha, NE
  • 04/2018 → 02/2019
    Morgan Stanley Smith Barney Llc
    Boulder, CO
  • 02/2019 → Present
    Baird
    Boulder, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
S63 Uniform Securities Agent State Law Examination 2015-10-21
  • S66 Uniform Combined State Law Examination
    2018-11-21
  • S63 Uniform Securities Agent State Law Examination
    2015-10-21
Other Names
  • Stephanie Palma Maiolo

View on SEC IAPD

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ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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