Britt Edward Hockenberry

Current Employers

Employment History

• 06/2013 → 08/2018
  Ameriprise Financial Services, Inc.
  Harrisonburg, VA
• 08/2018 → 08/2019
  Lpl Financial Llc
  Charlottesville, VA
• 09/2019 → 04/2020
  Ameriprise Financial Services, Inc
  Charlottesville, VA
• 05/2020 → 05/2025
  Lpl Financial Llc
  Charlottesville, VA
• 05/2025 → Present
  Kestra Investment Services, Llc
  Charlottesville, VA
• 05/2025 → Present
  Kestra Advisory Services, Llc
  Charlottesville, VA

Previous Registrations

• 2020-05-22 → 2025-06-12
  Lpl Financial Llc
  Penn Laird, VA
  Charlottesville, VA
  Charlottesville, VA
• 2019-09-03 → 2020-05-27
  Ameriprise Financial Services, Llc
  Charlottesville, VA
• 2018-08-14 → 2019-09-23
  Lpl Financial Llc
  Charlottesville, VA
• 2013-10-22 → 2018-08-14
  Ameriprise Financial Services, Llc
  Harrisonburg, VA

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PIEDMONT WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Manage client meetings and relationships. Make trading recommendations and provide ongoing financial planning advice. Name: GHD HOLDINGS, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Involved in duties of a business owner of a financial planning and investment management business. Meeting with clients/making recommendations/seeing that recommendations are implemented. Financial planning and ongoing client relationship management. Name: NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Witness signatures and document this. Name : FIXED INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Solicit insurance applications when appropriate to meet client needs. Submit and monitor the applications through the BGA. NAME: C-STREET INCOMING FUNDS MANAGER POSITION: Incoming Funds Manager NATURE: Invoicing and Check Deposit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/14/2025 ADDRESS: 1901 Thomson Road, Charlottesville VA 22903, United States DESCRIPTION: I will be responsible for sending invoices to families through QuickBooks, and if families pay their# invoice with a check, depositing those checks into the preschool's bank account. I do not have the authority or access to write checks or issue funds from the bank account.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-21

Designations

Other Names

• Britt Edward Hockenberry
• Britt Hockenberry
• Britt E Hockenberry