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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-31
TX RA APPROVED 2014-05-29
MO RA APPROVED 2014-05-28
  • IL RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED
    Since 2014-05-29
  • MO RA
    APPROVED
    Since 2014-05-28

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Clayton MO 05/2013 Present
  • 05/2013 → Present
    Morgan Stanley Smith Barney Llc
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-12
  • S66 Uniform Combined State Law Examination
    2014-05-12
Other Names
  • Sarah Lynn Klaus

View on SEC IAPD

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