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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| LA | RA | APPROVED | 2015-01-21 |
| AL | RA | APPROVED | 2007-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Mandeville | AL | 12/2005 | Present |
| Mml Investors Services, Llc | Mandeville | AL | 03/2006 | Present |
(1) NAME: MIKE MILLER INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, GROUP LIFE. POSITION: SALES, AGENT. START DATE: 2010 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20 (2) NAME: MILLER FINANCIAL LLC INV REL: Y ADDR: 1131 N CAUSEWAY BLVD, SUITE 301, MANDEVILLE, LA 70471 NATURE: OTHER - 1099 BUSINESS FOR INSURANCE SALES, NON-MMLIA, GROUP BUSINESS, GROUP RETIREMENT POSITION: AGENT/ADVISOR START: 07/20/2021 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DUTIES: LLC ESTABLISHED FOR BUSINESS PURPOSES OF PAYING ASSISTANT, OFFICE RENT, OFFICE EXPENSES; INSURANCE AGENT/FINANCIAL ADVISOR .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-08 |
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