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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

700 Sw Railroad Avenue, Hammond, LA 70403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Hammond LA 05/2005 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Hammond LA 08/2022 Present
Hancock Whitney Bank Hammond LA 05/2005 Present
  • 05/2005 → 08/2022
    Hancock Investment Services, Inc.
    Hammond, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Hammond, LA
  • 05/2005 → Present
    Hancock Whitney Bank
    Hammond, LA
Previous Registrations
  • 2007-10-24 → 2022-08-10
    Ponchatoula, LA
    Hammond, LA
    New Orleans, LA
    Albany, LA
    Springfield, LA
    Walker, LA
    Hammond, LA
    Loranger, LA
    Independence, LA
    Hammond, LA
    Ponchatoula, LA
    Hammond, LA
    Hammond, LA
    Hammond, LA
  • 2002-08-12 → 2005-05-11
    Banc One Securities Corporation
    Baton Rouge, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-07
S65 Uniform Investment Adviser Law Examination 2002-07-26
  • S63 Uniform Securities Agent State Law Examination
    2004-04-07
  • S65 Uniform Investment Adviser Law Examination
    2002-07-26
Designations
Other Names
  • Donald G Riley (Iii)
  • Donald G Riley Iii

View on SEC IAPD

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