Best Investors Account Sign in

Douglas Elwyn Wingo

Ameriprise Financial Services, LLC

Hammond, LA

Ponchatoula, LA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-11
LA RA APPROVED 2017-04-28
  • TX RA
    APPROVED_RES
    Since 2021-03-11
  • LA RA
    APPROVED
    Since 2017-04-28

Branch Locations

1003 W Thomas St Suite 2, Hammond, LA 70401 • United States

Ponchatoula, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hammond LA 09/2016 03/2020
Louisiana Probation And Parole Amite LA 10/1991 09/2016
Ameriprise Financial Services, Llc Hammond LA 03/2020 Present
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Hammond, LA
  • 10/1991 → 09/2016
    Louisiana Probation And Parole
    Amite, LA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Hammond, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
  • S66 Uniform Combined State Law Examination
    2017-04-07

View on SEC IAPD

Other Firms

EDWARD JONES
NEWEDGE ADVISORS
CETERA INVESTMENT ADVISERS LLC
BFC PLANNING, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
MML INVESTORS SERVICES, LLC

Other Investors

DAVID DION ROUSSE
Jess Williams
Kenneth Alan Williams
ALEXANDRE THERIOT
JOHN THOMAS MOUGEY
LISA MCMILLION
DONALD G RILEY
CHRISTOPHER RYAN MAGLIOLO

Other Offices

EDWARD JONES · HAMMOND, LA
NEWEDGE ADVISORS · Hammond, LA
CETERA INVESTMENT ADVISERS LLC · HAMMOND, LA
EDWARD JONES · HAMMOND, LA
BFC PLANNING, INC. · HAMMOND, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hammond, LA
LPL FINANCIAL LLC · HAMMOND, LA
EDWARD JONES · HAMMOND, LA

More in Hammond, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor