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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED_RES | 2024-03-23 |
Branch Locations
200 E. Morris Avenue, Hammond, LA 70403 • United States
858 Camp Street, New Orleans, LA 70130 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Hammond | LA | 12/2011 | 03/2024 |
| Lpl Financial Llc | Hammond | LA | 03/2024 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 03/2024 | Present |
1- 03/22/2024 / Northshore Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs trading / At reported business location(s) 2- 03/22/2024 / THERIOT & MOUGEY LLC; INVESTMENT RELATED; HAMMOND, LA / Business Entity For Tax/Investment Purposes Only / 1 hr mth / Start date: 11/01/2011 3- 03/28/2024 - New Edge Advisors - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 160 Hours Per Month/ 8 Hours During Trading 4- 03/28/2024 - New Edge Advisors - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through New Edge Advisors, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-16 |
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