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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-04-08
TX RA APPROVED_RES 2024-03-23
  • LA RA
    APPROVED
    Since 2024-04-08
  • TX RA
    APPROVED_RES
    Since 2024-03-23

Branch Locations

200 E. Morris Avenue, Hammond, LA 70403 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Hammond LA 12/2011 03/2024
Lpl Financial Llc Hammond LA 03/2024 Present
Newedge Advisors, Llc. New Orleans LA 03/2024 Present
Previous Registrations
Other Businesses

1- 03/22/2024 / Northshore Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs trading / At reported business location(s) 2- 03/22/2024 / THERIOT & MOUGEY LLC; INVESTMENT RELATED; HAMMOND, LA / Business Entity For Tax/Investment Purposes Only / 1 hr mth / Start date: 11/01/2011 3- 03/28/2024 - New Edge Advisors - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 160 Hours Per Month/ 8 Hours During Trading 4- 03/28/2024 - New Edge Advisors - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through New Edge Advisors, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-13
S63 Uniform Securities Agent State Law Examination 1983-08-16
  • S66 Uniform Combined State Law Examination
    2010-07-13
  • S63 Uniform Securities Agent State Law Examination
    1983-08-16
Other Names
  • Tom Mougey

View on SEC IAPD

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