Alexandre Theriot

Current Employers

Employment History

• 12/2011 → 03/2024
  Wells Fargo Advisors Financial Network, Llc
  Hammond, LA
• 03/2024 → Present
  Lpl Financial Llc
  Hammond, LA
• 03/2024 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2011-12-09 → 2024-04-01
  Wells Fargo Advisors Financial Network, Llc
  Hammond, LA
• 2009-03-25 → 2011-12-09
  Wells Fargo Clearing Services, Llc
  Hammond, LA

Other Businesses

1) 03/22/2024 - ABA ENTERPRISES LLC / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Covington LA / Start date 02/17/2016 - 1Hrs per month - 1% Time Spent 2) 03/22/2024 - AAB INVESTMENTS / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Covington LA / Start date 02/17/2016- 1Hrs per month - 1% Time Spent 3) 03/22/2024 - AAB 2012 INHERITED PROPERTIES LLC / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Covington LA / Start date 02/17/2016 5) 03/22/2024 - RUSHING ROAD INVESTMENTS / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Covington LA / Start date 02/17/2016 6) 03/22/2024 - BIG BAD BEN CAR WASH II / Co-Owner / Other / Not Inv. Related / Walker LA / Start date 06/01/2014 7) 03/22/2024 - QUAD A HAMMOND LLC / Co-Owner / Real Estate Rental / Inv. Related / Hammond LA / Start date 02/01/2015 - 6Hrs per month - 1% Time Spent 8) 03/22/2024 - ALEX AND LORETTA THERIOT JR ENTERPRISES LLC / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Covington LA / Start date 02/16/2016 9) 03/22/2024 - Northshore Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 10) 03/22/2024 - THERIOT & MOUGEY LLC / Co-Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Hammond LA / Start date 11/01/2011 - 2 Hrs per month - 1% Time Spent 11) 03/22/2024 - AAB Inherited Properties / Business Entity For Tax/Investment Purposes Only / Investment Related / 1 hr mth / Covington, LA / Start date: 02/17/2016 12) 03/28/2024 - New Edge Advisors - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 100 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through New Edge Advisors, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 13) 03/28/2024 - New Edge Advisors - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-10-31

Other Names

• Andre Theriot
• Alexandre Iii Theriot
• Alexandre Theriot
• Alexandre Theriot