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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-22 |
| KY | RA | APPROVED | 2026-06-03 |
| TX | RA | APPROVED_RES | 2024-11-03 |
| OH | RA | APPROVED | 2024-11-01 |
Branch Locations
50 E Business Way, Cincinnati, OH 45241 • United States
200 East 7Th Street, Auburn, IN 46706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Covington | KY | 01/2016 | 10/2017 |
| Ifs Financial Services | Cincinnati | OH | 10/2017 | 10/2024 |
| Touchstone Securities | Cincinnati | OH | 11/2017 | 10/2024 |
| Cx Institutional | Cincinnati | OH | 10/2024 | Present |
1) Name of other business: Talemed, Investment related or no: non-investment related. Address of other business: 6279 Tri Ridge Blvd #110 Loveland, OH 45140. Nature of other business: Referral, Position: Referral Consultant, Start date with other business: since 10/1/2019, Approximate number of hours per month devoted to business: 1 hour devoted to business per month, 0 hours per month devoted during securities training hours. Duties include: Refer nurses to work with the company in a travel capacity. 2) Name of other business: Rental Property 1; Investment related: Yes; Address of other business: Norwood Ohio, 45212; Nature of other business: Investment Property; Position: Owner; Start date: 2/13/2022; Approximate number of hours/month: 3; 0 during trading hours; Duties Include: I am the owner of a duplex that I will be renting out. I will fill the unit and keep up with maintenance requests from tenant. 3) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
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