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Current Employers
Emergent Financial Services, Llc.

310 Old Ivy Way Ste 302 Suite 302, Charlottesville, VA 22903 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-08-04
  • VA RA
    APPROVED
    Since 2017-08-04

Branch Locations

310 Old Ivy Way Ste 302 Suite 302, Charlottesville, VA 22903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bell Tower Associates, Llc Charlottesville VA 05/2014 Present
  • 05/2014 → Present
    Bell Tower Associates, Llc
    Charlottesville, VA
Previous Registrations
  • 2017-02-27 → 2017-06-28
    Southwestern Capital Markets Advisory Services, Llc
    Charlottesville, VA
    San Antonio, TX
  • 2013-06-14 → 2015-03-16
    Cypress Asset Management
    Charlottesville, VA
Other Businesses

Bell Tower Associates, LLC. Position is Partner/Researcher. The company does not engage in investment-related services. Address is 2239 Camargo Drive, Charlottesville, VA 22901. Start date of relationship was 05/2014. Approximately 150 hours/month, but varies. During trading hours, 1-2 hours/day. Duties involve performing economic research.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-13
  • S65 Uniform Investment Adviser Law Examination
    2013-06-13
Other Names
  • Alex Urpi

View on SEC IAPD

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