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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | East Brunswick | NJ | 02/2013 | 01/2023 |
| Prudential Insurance Company Of America | East Brunswick | NJ | 02/2013 | 01/2023 |
| Citizens Securities, Inc. | Westwood | MA | 01/2023 | Present |
AMS Brown Street Appartments LLC~6&4 Brown St., Old Orchard Beach, ME 04064~Mostel~N~Owner~07/2013~20 hrs/mo~0 trading hrs/mo| ATLANTIC OCEAN SUITES II LLC POSITION: Owner NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 7 Dube St, Old Orchard Beach ME 04064, United States DESCRIPTION: Owner of seasonal rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-05 |
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