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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-19
  • CO RA
    APPROVED
    Since 2025-02-19

Branch Locations

8241 S. Continental Divide Rd, Littleton, CO 80127 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2013 06/2020
Equitable Advisors, Llc New York NY 11/2013 08/2021
Traction Financial Partners, Llc Littleton CO 08/2021 02/2025
Lpl Financial, Llc Littleton CO 08/2021 09/2024
Arax Advisory Partners Denver CO 02/2025 Present
  • 11/2013 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2013 → 08/2021
    New York, NY
  • 08/2021 → 02/2025
    Traction Financial Partners, Llc
    Littleton, CO
  • 08/2021 → 09/2024
    Lpl Financial, Llc
    Littleton, CO
  • 02/2025 → Present
    Denver, CO
Previous Registrations
Other Businesses

1) 12/2019 - Business Entity For Tax/Investment Purposes Only - WOLFEKOOP INVESTMENTS, LLC - Not Investment Related - Centennial, CO 80122 2) 2019- Insurance Agent for SimonDavis, Inc., not investment-related, time spent less than 10% per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Shane Wolfe

View on SEC IAPD

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