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390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-25 |
| TX | RA | APPROVED | 2024-06-25 |
Branch Locations
28494 Westinghouse Place Suite 103, Valencia, CA 91355 • United States
390 Diablo Rd Suite 100, Danville, CA 94526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Pasadena | CA | 06/2013 | 06/2024 |
| World Financial Group | Pasadena | CA | 05/2012 | 06/2024 |
| Encompass More Asset Management, Llc | Danville | CA | 06/2024 | Present |
| Transamerica Financial Advisors, Inc. | Pasadena | CA | 06/2013 | 06/2024 |
| Encompass More Investments, Llc | Danville | CA | 06/2024 | Present |
1) Tri Koon, Inc.; Not investment related; 850 Beckville Street, Duarte, CA 91010; Professional corporation for personal accounting purposes; fix and security business commission; President; Start 01/01/2026; 2hrs./wk. during trading hours; Management. 2) Ezio, Inc.; Not investment related; 850 Beckville St. Duarte, CA 91010; IT Consulting; President; Start 01/13/2003; 2hrs/wk. during trading hours: IT Consulting. 3) iPros Insurance Professionals; Not investment related; 101 N Orange Ave. D, West Covina, CA 91790; Referrals; Referral agent; Start: 12/21/2023; 1 hr./wk. during trading hrs./; Referral for health insurance and medicare. 4) Inheritguard LLC; Not investment related; 30 N Gould Street Ste 41954 Sheridan, WY 82801; Estate Planning/Living Trust; Referral Agent; Start: 06/14/2024; 0 hrs./wk. during trading hrs.; Referral for estate planning. 4) Thai American Chamber of Commerce of California (TCCC); Not investment related; 6607 Atlantic Ave Unit 46, Bell CA, 90201; Chamber of Commerce for Thai community; Officer; Start: 02/01/2025; 0 hrs./wk. during trading hrs.; Financial officer. 6) Encompass More Asset Management; Investment Related; 390 Diablo Road, Suite 100, Danville, CA 94526; Registered Investment Advisor; Investment Adviser Representative; Start: 06/25/2024; 30 hrs./wk. during trading hrs.; Helps clients manage investments, create financial plans, and achieve long-term financial goals while ensuring compliance and providing ongoing guidance. 7) Fourtune Guardian Financial; Not investment related: 850 Beckville Street., Duarte, CA 91010; Holding Company; Owner - 33.33%; Start: 09/01/2025; 0 hrs./month devoted to business; 0 hrs./month during trading hrs.; corporate secretary 8) Wealth Growth Solutions; Not investment related; 850 Beckville Street., Duarte CA 91010; professional corporation for accounting purposes for broker/dealer and AUM commission override; Manager; Start: 09/01/2025; 0 hrs. devoted; 0 hrs. during trading hrs.; operations and back office. 9) Life 365 Insurance Solutions LLC dba iLife365; Not investment related; 850 Beckville Street., Duarte CA 91010; Insurance Agency for Life and Fixed business; Chief Operation Officer; Start: 01/01/2025; 10 hrs./month devoted to the business; 0 hrs./month during trading hrs.; business operation. 10) What The Fish; Not investment related; 2804 Hyperion Ave, Los Angeles, CA 90039; Family-Owned Business; IT Specialist responsible for managing the POS system, website and online ordering for the business – No personal ownership or investment associated with this organization/activity. Will receive compensation for services provided. Start 05/15/2026; Will devote 1 hour per week toward this activity – 0 hours per week during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-23 |
| S65 | Uniform Investment Adviser Law Examination | 2013-07-16 |
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