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Erik Henry Nelson

Corient

San Diego, CA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-15
  • CA RA
    APPROVED
    Since 2022-09-15

Branch Locations

12265 El Camino Real Suite 300, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weatherly Asset Management Lp Del Mar CA 01/2016 02/2019
Dowling & Yahnke, Llc San Diego CA 06/2019 03/2023
Extended Travel San Diego CA 03/2019 05/2019
Corient San Diego CA 09/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
  • 01/2016 → 02/2019
    Weatherly Asset Management Lp
    Del Mar, CA
  • 06/2019 → 03/2023
    Dowling & Yahnke, Llc
    San Diego, CA
  • 03/2019 → 05/2019
    Extended Travel
    San Diego, CA
  • 09/2022 → Present
    Corient
    San Diego, CA
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Designations

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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