Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| IL | RA | APPROVED | 2018-08-31 |
Branch Locations
3201 West White Oaks Drive Suite 201, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Springfield | IL | 04/2013 | 08/2018 |
| Pruco Securities Llc | Springfield | IL | 04/2013 | 08/2018 |
| Morgan Stanley Smith Barney Llc | Springfield | IL | 08/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2018 | Present |
*487460 - Central Illinois Boys and Girls Club; Investment related: No; Springfield, Illinois; Children/Youth; Board Member:Finance Committee:Other Vice President (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 10; Business Development/Growth (1) 352482 - Independent Contractor / Not Investment Related / Referee / Start 26-March-2018 / During business hours: 2 / After business hours: 25 / I am a high school, college and club soccer referee. (3) 519968 - Springfield American Business Club / Not Investment Related / Springfield, IL / Civic, Community, Children, Youth / Board Member, Treasurer / Start 01-January-2023 / During business hours: 0 / After business hours: 25 / Accounting, Bookkeeping, Administrative, Check Signing, Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-16 |
Reach out to this advisor