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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-08-22
TX RA APPROVED_RES 2013-08-22
  • CA RA
    APPROVED
    Since 2013-08-22
  • TX RA
    APPROVED_RES
    Since 2013-08-22

Branch Locations

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Gilbert, AZ • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2013 Present
Bank Of America, N.A. Chandler AZ 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-21
  • S66 Uniform Combined State Law Examination
    2013-08-21
Other Names
  • Joshua Rodney Jerger

View on SEC IAPD

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