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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-14
  • CT RA
    APPROVED
    Since 2015-12-14

Branch Locations

200 Division St., Ansonia, CT 06401 • United States

375 Bridgeport Ave, Shelton, CT 06484 • United States

450 Barnum Avenue, Stratford, CT 06614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Shelton CT 07/2014 Present
Other Businesses

1. 6/29/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s). 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-11
S63 Uniform Securities Agent State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2015-12-11
  • S63 Uniform Securities Agent State Law Examination
    2014-12-10
Other Names
  • Jon Farens

View on SEC IAPD

Other Firms

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