Best Investors Account Sign in

Thomas J. Flynn

J.P. Morgan Securities LLC

Woodstock, IL

CRD 6188374

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
IL RA APPROVED 2016-12-07
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • IL RA
    APPROVED
    Since 2016-12-07

Branch Locations

320 S Eastwood Dr, Woodstock, IL 60098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Woodstock IL 04/2013 04/2017
Jp Morgan Chase Bank Woodstock IL 09/2012 04/2017
Mens Wearhouse Algonquin IL 03/2018 10/2018
Jp Morgan Chase Bank, Na Woodstock IL 04/2017 Present
Jp Morgan Securities Llc Woodstock IL 04/2017 Present
  • 04/2013 → 04/2017
    Jp Morgan Securities, Llc
    Woodstock, IL
  • 09/2012 → 04/2017
    Jp Morgan Chase Bank
    Woodstock, IL
  • 03/2018 → 10/2018
    Mens Wearhouse
    Algonquin, IL
  • 04/2017 → Present
    Jp Morgan Chase Bank, Na
    Woodstock, IL
  • 04/2017 → Present
    Jp Morgan Securities Llc
    Woodstock, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-29
S63 Uniform Securities Agent State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2016-11-29
  • S63 Uniform Securities Agent State Law Examination
    2013-06-06
Other Names
  • Thomas J Flynn
  • Tom Flynn
  • Thomas Joseph Flynn

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.

Nearby Investors

TIMOTHY MICHAEL FRASER
DEREK ROY HARTMANN
PATRICK DEAN LOUISE

Nearby Offices

LPL FINANCIAL LLC · WOODSTOCK, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WOODSTOCK, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WOODSTOCK, IL

More in Woodstock, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor