Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-08
  • NC RA
    APPROVED
    Since 2023-09-08

Branch Locations

204 Malloy Street Suite B, Goldsboro, NC 27534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Goldsboro NC 08/2015 11/2016
Wells Fargo Clearing Services, Llc Goldsboro NC 11/2016 09/2023
Janney Montgomery Scott Llc Goldsboro NC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
S63 Uniform Securities Agent State Law Examination 2014-10-17
  • S66 Uniform Combined State Law Examination
    2023-05-19
  • S63 Uniform Securities Agent State Law Examination
    2014-10-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Goldsboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor