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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-06-03
  • AZ RA
    APPROVED
    Since 2020-06-03

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fountain Hills AZ 10/2012 06/2020
Ashton Thomas Private Wealth Scottsdale AZ 06/2020 Present
M.S. Howells & Co Scottsdale AZ 06/2020 11/2025
Ashton Thomas Securities, Llc Rochester NY 11/2025 Present
Pro 13 Llc Mesa AZ 08/2020 Present
Rental Property Mesa AZ 02/2014 Present
  • 10/2012 → 06/2020
    Fountain Hills, AZ
  • 06/2020 → Present
    Scottsdale, AZ
  • 06/2020 → 11/2025
    M.S. Howells & Co
    Scottsdale, AZ
  • 11/2025 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
  • 08/2020 → Present
    Pro 13 Llc
    Mesa, AZ
  • 02/2014 → Present
    Rental Property
    Mesa, AZ
Previous Registrations
  • 2012-10-01 → 2020-06-10
    Fountain Hills, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2011-02-07 → 2012-10-01
    Chase Investment Services Corp.
    Fountain Hills, AZ
    Mesa, AZ
    Phoenix, AZ
    Fountain Hills, AZ
    Gilbert, AZ
Other Businesses

1. RENTAL PROPERTY; NON INVESTMENT-RELATED; MESA, AZ; RENTAL PROPERTY; OWNER/LANDLORD; 02/2014; DEVOTE 1 HOUR PER MONTH, 1 HOUR DURING MARKET HOURS 2. JUNE 2020; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; RIA; WEALTH ADVISOR; FINANCIAL ADVISING/PLANNING; DEVOTE 36 HRS/MONTH DURING MARKET HOURS. 3. JUNE 2020; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AS; NON INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT; SALE OF INSURANCE; DEVOTE 2 HRS/MONTH DURING MARKET HOURS. 4. Pro 13 LLC; Investment-related- Yes; 1836 N. Stapley Dr #76 Mesa, AZ 85203; Nature- Business pass-through of 1099 compensation received from Ashton Thomas Private Wealth and Ashton Thomas Securities, LLC.; Position/Title- Member Manager; Start date- 8.1.20; 0 hours per month, 0 hours per month during trading hours; Description- Business pass through for 1099 compensation received from Ashton Thomas Private Wealth, LLC and Ashton Thomas Securities, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S65 Uniform Investment Adviser Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27
Designations
Other Names
  • Jason M Buchanan

View on SEC IAPD

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