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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-06-03 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fountain Hills | AZ | 10/2012 | 06/2020 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 06/2020 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 06/2020 | 11/2025 |
| Ashton Thomas Securities, Llc | Rochester | NY | 11/2025 | Present |
| Pro 13 Llc | Mesa | AZ | 08/2020 | Present |
| Rental Property | Mesa | AZ | 02/2014 | Present |
1. RENTAL PROPERTY; NON INVESTMENT-RELATED; MESA, AZ; RENTAL PROPERTY; OWNER/LANDLORD; 02/2014; DEVOTE 1 HOUR PER MONTH, 1 HOUR DURING MARKET HOURS 2. JUNE 2020; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; RIA; WEALTH ADVISOR; FINANCIAL ADVISING/PLANNING; DEVOTE 36 HRS/MONTH DURING MARKET HOURS. 3. JUNE 2020; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AS; NON INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT; SALE OF INSURANCE; DEVOTE 2 HRS/MONTH DURING MARKET HOURS. 4. Pro 13 LLC; Investment-related- Yes; 1836 N. Stapley Dr #76 Mesa, AZ 85203; Nature- Business pass-through of 1099 compensation received from Ashton Thomas Private Wealth and Ashton Thomas Securities, LLC.; Position/Title- Member Manager; Start date- 8.1.20; 0 hours per month, 0 hours per month during trading hours; Description- Business pass through for 1099 compensation received from Ashton Thomas Private Wealth, LLC and Ashton Thomas Securities, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-27 |
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