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John Ricci Hoover

Maia Wealth

Denver, CO

Dallas, TX

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Current Employers
Maia Wealth

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodmen Financial Services, Inc. Omaha NE 04/2015 05/2018
Fisher Investments Plano TX 08/2018 03/2024
Maia Wealth Dallas TX 04/2024 Present
  • 04/2015 → 05/2018
    Woodmen Financial Services, Inc.
    Omaha, NE
  • 08/2018 → 03/2024
    Fisher Investments
    Plano, TX
  • 04/2024 → Present
    Maia Wealth
    Dallas, TX
Previous Registrations
Other Businesses

INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-03
S63 Uniform Securities Agent State Law Examination 2013-11-02
  • S65 Uniform Investment Adviser Law Examination
    2018-10-03
  • S63 Uniform Securities Agent State Law Examination
    2013-11-02
Other Names
  • John Hoover

View on SEC IAPD

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CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

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Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

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