Best Investors Account Sign in
Claim This Profile
Current Employers
Duncan Williams Asset Management, Llc

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2015-03-20
  • TN RA
    APPROVED
    Since 2015-03-20

Branch Locations

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Duncan-Williams, Inc. Memphis TN 09/2014 Present
  • 09/2014 → Present
    Duncan-Williams, Inc.
    Memphis, TN
Previous Registrations
Other Businesses

(1.) MoSH (THE MEMPHIS MUSEUM OF SCIENCE AND HISTORY) BOARD ; NON-INVESTMENT RELATED; 3050 CENTRAL AVENUE, MEMPHIS, TN 38111; TREASURER/FINANCE COMMITTEE FOR MoSH, NO COMMITTEE ASSIGNMENTS HAVE BEEN IDENTIFIED AT THIS TIME; BOARD OF DIRECTORS; START DATE: 7/1/2022; 15 HOURS DEVOTED QUARTERLY; 15 HOURS DEVOTED QUARTERLY DURING TRADING HOURS; NO COMPENSATION. (2.) CAMELLIA FOUNDATION; NON-INVESTMENT RELATED; 3030 COVINGTON PIKE, STE #100, MEMPHIS, TN 38128; BOARD OF DIRECTORS; TREASURER/FINANCE COMMITTEE; ADVOCATE FOR AND PLAN STRATEGY FOR THE CAMELLIA FOUNDATION; START DATE: 1/1/2021; 5 HOURS DEVOTED QUARTERLY; 5 HOURS DEVOTED QUARTERLY DURING TRADING HOURS; NO COMPENSATION. (3.) MID-SOUTH AMATEUR HOCKEY ASSOCIATION; INVESTMENT-RELATED; MEMPHIS, TN 38111; TREASURER; MAINTAIN BANK/INVESTMENT ACCOUNT; START DATE: 5/1/2022; 6 HOURS PER QUARTER DEVOTED; 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
  • S66 Uniform Combined State Law Examination
    2013-06-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor