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Laurie Lee Sowa-Westwood

The Baldwin Group Wealth Advisors, LLC

Irvine, CA

Tampa, FL

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Current Employers
The Baldwin Group Wealth Advisors, Llc

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-12
  • CA RA
    APPROVED
    Since 2021-03-12

Branch Locations

2211 Michelson Drive Suite 470, Irvine, CA 92612 • United States

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centennial Costa Mesa CA 01/2013 12/2017
Kestra Investment Services Newport Beach CA 01/2015 12/2017
Burnham Gibson Wealth Advisors Irvine CA 08/2018 03/2021
Axa Advisors, Llc New York NY 08/2018 06/2020
Unemployed Trabuco Canyon CA 12/2017 08/2018
Equitable Advisors, Llc New York NY 08/2018 Present
Burnham Gibson Wealth Advisors, Llc Irvine CA 01/2021 10/2024
Th Baldwin Group Wealth Advisors, Llc Tampa FL 10/2024 Present
  • 01/2013 → 12/2017
    Centennial
    Costa Mesa, CA
  • 01/2015 → 12/2017
    Kestra Investment Services
    Newport Beach, CA
  • 08/2018 → 03/2021
    Burnham Gibson Wealth Advisors
    Irvine, CA
  • 08/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2017 → 08/2018
    Unemployed
    Trabuco Canyon, CA
  • 08/2018 → Present
    Equitable Advisors, Llc
    New York, NY
  • 01/2021 → 10/2024
    Burnham Gibson Wealth Advisors, Llc
    Irvine, CA
  • 10/2024 → Present
    Th Baldwin Group Wealth Advisors, Llc
    Tampa, FL
Previous Registrations
  • 2019-03-14 → 2021-03-12
    Burnham Gibson Wealth Advisors, Inc.
    Irvine, CA
Other Businesses

1.The Baldwin Group Wealth Advisors, LLC Investment related-Registered Investment Adviser 2050 Main Street, Suite 510 Irvine, CA 92614 One hundred sixty (plus) hours monthly-One hundred twenty hours monthly during securities trading hours. Employee of parent company The Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Group Financial Services Holdings, LLC) [grouped under The Baldwin Group], 4211 W. Boy Scout Blvd., Suite 800, Tampa, FL 33607. Start date: Jan 2021 2.Equitable Advisors, LLC Investment related-Registered Representative New York, New York Twenty hours monthly during securities trading. 3. Real estate investment rental property owner. 4.POA For Immediate family member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
S63 Uniform Securities Agent State Law Examination 2015-06-23
  • S66 Uniform Combined State Law Examination
    2018-12-27
  • S63 Uniform Securities Agent State Law Examination
    2015-06-23
Other Names
  • Laurie Lee Sowa
  • Laurie Lee Sowa
  • Laurie Lee Sowa Westwood
  • Laurie Lee Sowawestwood
  • Laurie L Westwood

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