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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
NJ RA APPROVED 2019-06-12
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • NJ RA
    APPROVED
    Since 2019-06-12

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roxicyni Trading Llc Somerset NJ 05/2014 Present
Pruco Securities, Llc Basking Ridge NJ 10/2016 03/2019
The Prudential Insurance Company Of America Basking Ridge NJ 03/2017 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 03/2019 Present
Amazon.cOm Carteret NJ 10/2018 10/2018
Bjs Wholesale Edison NJ 10/2018 03/2019
Bank Of America, N.A. Bridgewater NJ 06/2019 Present
  • 05/2014 → Present
    Roxicyni Trading Llc
    Somerset, NJ
  • 10/2016 → 03/2019
    Basking Ridge, NJ
  • 03/2017 → 03/2019
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 03/2019 → Present
    Bridgewater, NJ
  • 10/2018 → 10/2018
    Amazon.cOm
    Carteret, NJ
  • 10/2018 → 03/2019
    Bjs Wholesale
    Edison, NJ
  • 06/2019 → Present
    Bank Of America, N.A.
    Bridgewater, NJ
Previous Registrations
Other Businesses

I*122728 For profit or not for profit: For-Profit Organization Name of outside business organization: ROXICYNI TRADING LLC Investment related: Y Address of business: Somnerset, New Jersey 08873 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/5/2014 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: I trade commodity contracts on my own using my funds only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-30
S63 Uniform Securities Agent State Law Examination 2017-02-25
  • S65 Uniform Investment Adviser Law Examination
    2018-03-30
  • S63 Uniform Securities Agent State Law Examination
    2017-02-25
Other Names
  • Rodney Wayne Johnson
  • Rodney Wayne Johnson
  • Rodney Johnson

View on SEC IAPD

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