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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-06 |
| NJ | RA | APPROVED | 2019-06-12 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
7 Roszel Rd, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roxicyni Trading Llc | Somerset | NJ | 05/2014 | Present |
| Pruco Securities, Llc | Basking Ridge | NJ | 10/2016 | 03/2019 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 03/2017 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 03/2019 | Present |
| Amazon.cOm | Carteret | NJ | 10/2018 | 10/2018 |
| Bjs Wholesale | Edison | NJ | 10/2018 | 03/2019 |
| Bank Of America, N.A. | Bridgewater | NJ | 06/2019 | Present |
I*122728 For profit or not for profit: For-Profit Organization Name of outside business organization: ROXICYNI TRADING LLC Investment related: Y Address of business: Somnerset, New Jersey 08873 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/5/2014 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: I trade commodity contracts on my own using my funds only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-25 |
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