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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| CT | RA | APPROVED | 2023-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 07/2014 | 01/2021 |
| Sanford C. Bernstein & Co. Llc | New York | NY | 01/2021 | 12/2022 |
| Morgan Stanley Smith Barney Llc | Wellesley | MA | 12/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2023 | Present |
*561542- Community Music Center of Boston; Investment related: No; Boston, Massachusetts; Art/Culture; Advisory Board, Finance Committee Search Committee for New Executive Director, Board Member, Search Committee for New Executive Director(proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 1; Business Development/Growth *592920- Fund Finance Association; Investment related: No; Charlotte, North Carolina; Investment/Finance/Banking; Diversity Committee (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0.5; After business hours: 0.5; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-17 |
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