Thomas Trauger

Current Employers

Employment History

• 02/2014 → 09/2016
  Ubs Financial Services, Inc
  Newport Beach, CA
• 09/2016 → Present
  Wells Fargo Advisors Financial Network, Llc
  Newport Beach, CA

Previous Registrations

• 2014-10-25 → 2016-09-30
  Ubs Financial Services Inc.
  Newport Beach, CA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; COSTA MESA, CA; 100% OWNERSHIP; START DATE 04/01/2019; NUMBER OF HOURS PER MONTH 2-4; NUMBER OF HOURS DURING TRADING 0; OWNER. AUGUST CAPITAL PARTNERS, INV RELATED, COSTA MESA, CA, START: 10/01/2020, 4 HRS/MONTH, 0 HRS DURING TRADING, HOLDING OF INVESTMENT PROPERTIES. RENTAL PROPERTY; INVESTMENT RELATED; TEMPE, AZ; 50% OWNERSHIP; START DATE 10/01/2020; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; TEMPE, AZ; 50% OWNERSHIP; START DATE 10/01/2020; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; TEMPE, AZ; 50% OWNERSHIP; START DATE 10/22/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, TEMPE, AZ, 50% OWNERSHIP, START DATE 2/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. SUNDECK VENTURES LC; INV RELATED; COSTA MEA, CA; 100% OWNERSHIP; START 11/09/2020; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; HOLD REAL ESTATE. RENTAL PROPERTY - TOPANGA; INV RELATED; COSTA MESA, CA; RENTAL;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2014-10-24
• S63 Uniform Securities Agent State Law Examination
  2013-06-11

Other Names

• Thomas Trauger
• Thomas Chamberlin Trauger
• Thomas Chamberlin Trauger