James Gerald Lewis

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2015-04-07

IN RA
APPROVED

Since 2015-04-07

Branch Locations

320 West 4Th Street Suite C, Mishawaka, IN 46544 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	New York	NY	04/2015	06/2020
Equitable Advisors, Llc	New York	NY	04/2015	Present

04/2015 → 06/2020

Axa Advisors

New York, NY
04/2015 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2014-06-23 → 2015-03-26

Waddell & Reed

Charleroi, PA

Other Businesses

1.Owner, Sole Proprietor-Studebaker Watch Company 320 W Fourth st Mishawaka IN 46544, Start date: 01/12/2023, 10 hours/month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-20
S63	Uniform Securities Agent State Law Examination	2013-12-13

S65 Uniform Investment Adviser Law Examination

2014-06-20
S63 Uniform Securities Agent State Law Examination

2013-12-13

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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