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Stefan Rainer

Wells Fargo Clearing Services, LLC

Huntsville, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-22
TX RA APPROVED_RES 2025-05-22
  • AL RA
    APPROVED
    Since 2025-05-22
  • TX RA
    APPROVED_RES
    Since 2025-05-22

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 06/2014 10/2016
Pnc Investments Huntsville AL 10/2016 05/2025
Wells Fargo Clearing Services, Llc Huntsville AL 05/2025 Present
  • 06/2014 → 10/2016
    Investment Professionals Inc
    San Antonio, TX
  • 10/2016 → 05/2025
    Pnc Investments
    Huntsville, AL
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc
    Huntsville, AL
Previous Registrations
  • 2016-10-25 → 2025-06-04
    Pnc Wealth Management Llc
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Madison, AL
    Madison, AL
    Huntsville, AL
    Madison, AL
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
  • 2014-06-30 → 2016-11-07
    Investment Professionals, Inc.
    Decatur, AL
    San Antonio, TX
    Cullman, AL
  • 2013-06-25 → 2014-03-20
    Morgan Stanley
    Huntsville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-24
  • S66 Uniform Combined State Law Examination
    2013-06-24

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AXIENT INVESTMENT ADVISORS LLC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

More in Huntsville, AL

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