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Current Employers
Healthcare Community Securities Corp.

One Empire Drive, Rensselaer, NY 12144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-16
NJ RA APPROVED 2020-01-03
  • NY RA
    APPROVED
    Since 2021-05-16
  • NJ RA
    APPROVED
    Since 2020-01-03

Branch Locations

Latham, NY • United States

One Empire Drive, Rensselaer, NY 12144 • United States

One Empire Drive, Rensselaer, NY 12144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Investors Securities Corporation Albany NY 07/2015 12/2019
Transamerica Retirement Solutions Albany NY 06/2015 12/2019
Healthcare Community Securities Corp. Rensselaer NY 01/2020 Present
  • 07/2015 → 12/2019
    Transamerica Investors Securities Corporation
    Albany, NY
  • 06/2015 → 12/2019
    Transamerica Retirement Solutions
    Albany, NY
  • 01/2020 → Present
    Rensselaer, NY
Previous Registrations
Other Businesses

1) AGRGRE LLC, investment related, 7Colt Rd, Colonie, NY, owns rental properties, owner, 8/1/2025, 0 hrs, managerial duties, receive rental income from the rental properties (5 Lincoln Ave and 2 Sherwood Dr) 2) Licensed insurance agent selling fixed insurance products through HCSC and Group Insurance Agency, Inc., which is a HCSC affiliate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-05
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S65 Uniform Investment Adviser Law Examination
    2016-02-05
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17

View on SEC IAPD

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