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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-09-07 |
| TX | RA | APPROVED | 2022-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2013 | 08/2022 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2013 | 08/2022 |
| Lpl Financial Llc | Huntsville | AL | 08/2022 | Present |
1) 2022-08-31 - Lighthouse Services - DBA for LPL Business - Y - at reported business location(s) - 2022-08-02 - hrs/mth - hrs/mth during trading 2) 2022-08-31 - Lighthouse Services Insurance - Real Estate Rental - - 2608 Newby Road, Huntsville Alabama 35805 - 2022-08-02 - hrs/mth - hrs/mth during trading 3) 2022-08-31 - Southern Studio - Retail/Merchandise - Engraving Company - N - at reported business location(s) - 2022-08-02 - 5hrs/mth - 1hrs/mth during trading 4) 2022-08-31 - Lighthouse Services Insurance - Real Estate Rental - Y - 2608 Newby Road, Huntsville, AL 35805 - 2022-08-02 - 0hrs/mth - hrs/mth during trading 5) 2022-08-31 - Lighthouse Benefits - Insurance Agency - Y - 2608 Newby Road, Huntsville, AL 35805 - 2022-08-02 - 40hrs/mth - hrs/mth during trading 6) 2025-03-24 - GLP Properties - Real Estate Rental - N - no physical address that will conduct business. These are long term rentals for residents. - 2025-03-18 - 10hrs/mth - 0hrs/mth during trading 7) 2025-06-30 - Lighthouse Services Property & Casualty - Insurance Agency - Y - 2608 Newby Road, Huntsville, AL 35805 - 2025-04-21 - 2hrs/mth - 0hrs/mth during trading 8) 2026-05-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Lighthouse Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 173hrs/mth - 173hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-08 |
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