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Douglas Seth Lund

LPl Financial LLC

Huntsville, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-09-07
TX RA APPROVED 2022-08-31
  • AL RA
    APPROVED
    Since 2022-09-07
  • TX RA
    APPROVED
    Since 2022-08-31

Branch Locations

2608 Newby Rd, Huntsville, AL 35805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2013 08/2022
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2013 08/2022
Lpl Financial Llc Huntsville AL 08/2022 Present
Previous Registrations
Other Businesses

1) 2022-08-31 - Lighthouse Services - DBA for LPL Business - Y - at reported business location(s) - 2022-08-02 - hrs/mth - hrs/mth during trading 2) 2022-08-31 - Lighthouse Services Insurance - Real Estate Rental - - 2608 Newby Road, Huntsville Alabama 35805 - 2022-08-02 - hrs/mth - hrs/mth during trading 3) 2022-08-31 - Southern Studio - Retail/Merchandise - Engraving Company - N - at reported business location(s) - 2022-08-02 - 5hrs/mth - 1hrs/mth during trading 4) 2022-08-31 - Lighthouse Services Insurance - Real Estate Rental - Y - 2608 Newby Road, Huntsville, AL 35805 - 2022-08-02 - 0hrs/mth - hrs/mth during trading 5) 2022-08-31 - Lighthouse Benefits - Insurance Agency - Y - 2608 Newby Road, Huntsville, AL 35805 - 2022-08-02 - 40hrs/mth - hrs/mth during trading 6) 2025-03-24 - GLP Properties - Real Estate Rental - N - no physical address that will conduct business. These are long term rentals for residents. - 2025-03-18 - 10hrs/mth - 0hrs/mth during trading 7) 2025-06-30 - Lighthouse Services Property & Casualty - Insurance Agency - Y - 2608 Newby Road, Huntsville, AL 35805 - 2025-04-21 - 2hrs/mth - 0hrs/mth during trading 8) 2026-05-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Lighthouse Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 173hrs/mth - 173hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-08
  • S66 Uniform Combined State Law Examination
    2013-06-08

View on SEC IAPD

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