Alexander Gary Folken

Current Employers

Employment History

• 03/2013 → 05/2020
  Nylife Securities, Llc
  Irvine, CA
• 03/2013 → 05/2020
  New York Life Insurance Company
  Irvine, CA
• 08/2015 → 05/2020
  Eagle Strategies Llc
  Laguna Hills, CA
• 06/2020 → 09/2021
  Fidelity Personal And Workplace Advisors
  Seal Beach, CA
• 01/2022 → 07/2022
  Lpl Financial Llc
  Irvine, CA
• 10/2021 → 12/2021
  Unemployed
  Westminster, CA
• 01/2022 → 07/2022
  Stratos Wealth Partners, Ltd
  Irvine, CA
• 06/2020 → 09/2021
  Fidelity Brokerage Services Llc
  Seal Beach, CA
• 08/2022 → Present
  Husami & Associates
  Fullerton, CA
• 08/2022 → 09/2025
  Avantax Investment Services Inc.
  Fullerton, CA
• 08/2022 → 09/2025
  Avantax Advisory Services
  Fullerton, CA
• 08/2022 → 09/2025
  Avantax Insurance Services
  Fullerton, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Fullerton, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-08-10 → 2025-09-05
  Avantax Advisory Services
  Fullerton, CA
• 2022-01-13 → 2022-07-08
  Stratos Wealth Partners, Ltd
  Irvine, CA
  Irvine, CA
• 2020-06-24 → 2021-09-15
  Fidelity Personal And Workplace Advisors
  Seal Beach, CA
• 2015-08-20 → 2020-06-09
  Eagle Strategies Llc
  Laguna Hills, CA
  Irvine, CA

Other Businesses

1) HUSAMI AND ASSOCIATES; POSITION: Wealth Management Associate NATURE: Wealth management, tax services, payroll services, bookkeeping services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022; ADDRESS: 1400 Brea Blvd, Fullerton CA 92835, United States; DESCRIPTION: Assist the owners on the wealth management portion of the business. Analyzing client investments within Avantax and outside Avantax. Review client portfolios quarterly. Prepare for investment client meetings. Reconcile investment client billing. Ensure clients are taking required minimum distributions.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-14
• S63 Uniform Securities Agent State Law Examination
  2013-08-17

Other Names

• Alexander G Folken
• Alexander Folken
• Alex Folken
• Alex Gary Folken
• Alex G Folken