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Carol R Newman

Wingate Wealth Advisors, Inc.

Lexington, MA

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Current Employers
Wingate Wealth Advisors, Inc.

450 Bedford Street, Lexington, MA 02420-1547 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-05-06
  • MA RA
    APPROVED
    Since 2013-05-06

Branch Locations

450 Bedford Street, Lexington, MA 02420-1547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wingate Wealth Advisors, Llc Lexington MA 08/2013 Present
  • 08/2013 → Present
    Wingate Wealth Advisors, Llc
    Lexington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-29
  • S65 Uniform Investment Adviser Law Examination
    2013-04-29
Other Names
  • Carol Robin Roth

View on SEC IAPD

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