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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| NC | RA | APPROVED | 2022-06-30 |
Branch Locations
629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 3 Chord Entertainment, Llc | Hendersonville | TN | 03/2010 | 06/2018 |
| Karla Davis Music | Greensboro | NC | 07/2009 | 06/2018 |
| Axa Advisors, Llc | New York | NY | 06/2013 | 06/2018 |
| Principal Life Insurance Company | Brentwood | TN | 06/2018 | 06/2022 |
| Principal Securities Inc | Brentwood | TN | 06/2018 | 06/2022 |
| Stifel, Nicolaus & Company, Incorporated | Greensboro | NC | 06/2022 | Present |
1. University of North Carolina Greensboro; 101 S Elm St. Greensboro, NC 27401; UNC Greensboro Planned Giving Network of Professional Advisors; Network member; Monthly meetings and providing financial outlook; 01/01/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Karla Davis Music; 3802 Meredith Dr., Greensboro, NC 27408; Owner/Musician; 02/17/2023; 10 Hours per Year; Not during securities trading hours' Not Investment-Related. 3. NC Fusion; Truist Sports Park 428 Twins Way Bermuda Run, NC 27006; Youth Sports Non-profit; Board Member 2025-2028; Quarterly meeting voting board member; 12/01/2025; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-08 |
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