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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
NC RA APPROVED 2022-06-30
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NC RA
    APPROVED
    Since 2022-06-30

Branch Locations

629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3 Chord Entertainment, Llc Hendersonville TN 03/2010 06/2018
Karla Davis Music Greensboro NC 07/2009 06/2018
Axa Advisors, Llc New York NY 06/2013 06/2018
Principal Life Insurance Company Brentwood TN 06/2018 06/2022
Principal Securities Inc Brentwood TN 06/2018 06/2022
Stifel, Nicolaus & Company, Incorporated Greensboro NC 06/2022 Present
  • 03/2010 → 06/2018
    3 Chord Entertainment, Llc
    Hendersonville, TN
  • 07/2009 → 06/2018
    Karla Davis Music
    Greensboro, NC
  • 06/2013 → 06/2018
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → 06/2022
    Principal Life Insurance Company
    Brentwood, TN
  • 06/2018 → 06/2022
    Brentwood, TN
  • 06/2022 → Present
    Greensboro, NC
Previous Registrations
Other Businesses

1. University of North Carolina Greensboro; 101 S Elm St. Greensboro, NC 27401; UNC Greensboro Planned Giving Network of Professional Advisors; Network member; Monthly meetings and providing financial outlook; 01/01/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Karla Davis Music; 3802 Meredith Dr., Greensboro, NC 27408; Owner/Musician; 02/17/2023; 10 Hours per Year; Not during securities trading hours' Not Investment-Related. 3. NC Fusion; Truist Sports Park 428 Twins Way Bermuda Run, NC 27006; Youth Sports Non-profit; Board Member 2025-2028; Quarterly meeting voting board member; 12/01/2025; 10hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-07
S63 Uniform Securities Agent State Law Examination 2013-08-08
  • S66 Uniform Combined State Law Examination
    2018-08-07
  • S63 Uniform Securities Agent State Law Examination
    2013-08-08
Designations
Other Names
  • Karla Davis
  • Karla Elizabeth Davis

View on SEC IAPD

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