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Corey Christopher Cunningham

Clearwave Capital

Upland, CA

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Current Employers
Clearwave Capital

1425 West Foothill Blvd Suite 120, Upland, CA 91786 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-03
TX RA APPROVED 2025-08-07
  • CA RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

1425 West Foothill Blvd Suite 120, Upland, CA 91786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc San Francisco CA 02/2013 11/2019
Secfi Securities, Llc San Francisco CA 11/2019 06/2021
Bbva S.A. San Francisco CA 06/2021 05/2025
Cunningham & Voss Financial Services Upland CA 05/2025 08/2025
Clearwave Capital, Llc Upland CA 08/2025 Present
  • 02/2013 → 11/2019
    Sanford C. Bernstein & Co., Llc
    San Francisco, CA
  • 11/2019 → 06/2021
    Secfi Securities, Llc
    San Francisco, CA
  • 06/2021 → 05/2025
    Bbva S.A.
    San Francisco, CA
  • 05/2025 → 08/2025
    Cunningham & Voss Financial Services
    Upland, CA
  • 08/2025 → Present
    Clearwave Capital, Llc
    Upland, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-15
S66 Uniform Combined State Law Examination 2025-05-21
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S65 Uniform Investment Adviser Law Examination
    2025-09-15
  • S66 Uniform Combined State Law Examination
    2025-05-21
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
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